Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 

FORM SD
Specialized Disclosure Report

 
 
  
LOCKHEED MARTIN CORPORATION
(Exact name of registrant as specified in its charter) 
Maryland
1-11437
52-1893632
(State or other jurisdiction
(Commission file number)
(I.R.S. Employer
of incorporation)
 
Identification No.)
 
 
 
6801 Rockledge Drive
 
 
Bethesda, Maryland
 
20817
(Address of principal executive offices)
 
(Zip Code)
 
 
 
Brian P. Colan, Vice President and Controller
 
(301) 897-6000
 
(Name and telephone number, including area code, of the person to contact in connection with this report.)
 
 
 
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies: 
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1 to December 31, 2017.
 
 







Section 1 -- Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

A copy of Lockheed Martin Corporation’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at http://www.lockheedmartin.com/content/dam/lockheed-martin/eo/documents/suppliers/conflict-minerals-cmr-2017.pdf.
Item 1.02 Exhibit
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2 -- Exhibits
Item 2.01 Exhibits
Exhibit No.
 
Description
1.1
 





SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned. 
 
 
Lockheed Martin Corporation
 
 
 
(Registrant)
 
 
 
 
 
 
 
 
 
Date: May 25, 2018
By:
/s/ Brian P. Colan
 
 
 
Brian P. Colan
 
 
 
Vice President and Controller
 



Exhibit
Exhibit 1.01



Lockheed Martin Corporation
https://cdn.kscope.io/b8b55da94ebb12ca44f679fc89cb98bd-lmta01.jpg
Conflict Minerals Report
For the Year Ended December 31, 2017
Introduction
This Conflict Minerals Report (the “Report”) was prepared by Lockheed Martin Corporation (hereinafter referred to as the “Company,” “we,” “us,” or “our”) pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended. The term “Conflict Minerals” is defined in the Rule and refers to gold and columbite-tantalite (coltan), cassiterite, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten (the “Conflict Minerals” or “3TG”). The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products containing Conflict Minerals that are necessary to the functionality or production of those products if the company has reason to believe that the Conflict Minerals may have originated in the Democratic Republic of the Congo and the adjoining countries of Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda and Zambia (the “Covered Countries”).
Company and Product Overview
We are a global security and aerospace company principally engaged in the research, design, development, manufacture, integration and sustainment of advanced technology systems, products and services. We also provide a broad range of management, engineering, technical, scientific, logistics, system integration and cybersecurity services. We operate in the following four business segments: Aeronautics, Missiles and Fire Control (MFC), Rotary and Mission Systems (RMS) and Space. We organize our business segments based on the nature of the products and services offered:
Aeronautics is engaged in the research, design, development, manufacture, integration, sustainment, support and upgrade of advanced military aircraft, including combat and air mobility aircraft, unmanned air vehicles and related technologies.
MFC provides air and missile defense systems; tactical missiles and air-to-ground precision strike weapon systems; logistics; fire control systems; mission operations support, readiness, engineering support and integration services; manned and unmanned ground vehicles and energy management solutions.
RMS provides design, manufacture, service and support for a variety of military and commercial helicopters; ship and submarine mission and combat systems; mission systems and sensors for rotary and fixed-wing aircraft; sea and land-based missile defense systems; radar systems; the Littoral Combat Ship (LCS); simulation and training services; and unmanned systems and technologies. In addition, RMS supports the needs of government customers in cybersecurity and delivers communications and command and control capabilities through complex mission solutions for defense applications.
Space is engaged in the research and development, design, engineering and production of satellites, strategic and defensive missile systems and space transportation systems. Space provides network-enabled situational awareness and integrates complex space and ground global systems to help our customers gather, analyze and securely distribute critical intelligence data. Space is also responsible for various classified systems and services in support of vital national security systems.
Covered Products
We conducted an analysis of the products that we manufacture, or contract to be manufactured, and found that 3TG are in substantially all our products (and generally are required for their functionality or production as specified under the Rule) included in the Company and Product Overview. These products are collectively referred to in this Report as the “Covered Products.” 3TG is not included in the services we provide to our customers.

1


Supply Chain Description
Our business depends on an extensive global network of suppliers to provide the materials, parts and services to make our final products. As a downstream company, generally there are multiple tiers between us and our suppliers and the source of raw materials that enter the manufacturing process. The composition of our supply chain makes it challenging to identify the origin of 3TG used in our products. Therefore, we must rely on our direct suppliers to work with their upstream suppliers to provide us with accurate information (e.g., through the reasonable country of origin inquiry described below) about the origin of 3TG in the materials and parts that we purchase.
Reasonable Country of Origin Inquiry (RCOI)
The elements of our RCOI were: (i) identification of relevant suppliers, (ii) data collection and (iii) assessment of data to determine whether further due diligence is required.
In 2017, we conducted business with approximately 16,000 active suppliers from 54 countries. Because of the complexity and size of our supply chain, we developed a risk-based approach that focused on a subset of our major direct suppliers identified as manufacturers (the “Suppliers”). The Suppliers represented more than 90 percent of our purchase order commitments in 2017. Our 2017 RCOI process considered majority-owned affiliates.
We collected information from the Suppliers using the Conflict Minerals Reporting Template (CMRT) developed by the Responsible Minerals Initiative (RMI). The CMRT includes questions regarding a direct supplier’s conflict-free policy, its due diligence process and information about its supply chain such as the names and locations of smelters and refiners and the origin of 3TG used by those facilities. During 2017, we used a web-based survey tool to expedite supplier input and our management of the large number of survey responses.
Based on the RCOI, we do not have sufficient information from the Suppliers to determine the source of the necessary 3TG contained in our products. Accordingly, we conducted due diligence on the source and chain of custody of 3TG in our products.
Design of Conflict Minerals Program
As required by the Rule, we conducted due diligence on the source and chain of custody of the necessary 3TG contained in the Covered Products. Our due diligence program is designed to conform, in all material respects, with the internationally recognized framework presented by the Organisation for Economic Cooperation and Development (OECD) in the publication OECD (2013) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition, OECD Publishing (OECD Guidance) and the related supplements for 3TG.
Description of Due Diligence Steps Performed
The due diligence steps we performed are set forth below according to the five-step framework established by the OECD:
OECD Step 1: Establish Strong Company Management Systems
Conflict Minerals Policy
We have a Conflict Minerals policy statement related to our commitment to responsible sourcing of materials for our products and our establishment of a compliance plan that is designed to follow the OECD framework. This statement is available on our website.
Internal Management Systems
We have a management structure to support supply chain due diligence related to Conflict Minerals. This includes: (1) an executive steering committee led by our controller and a global supply chain executive; (2) a supply chain council, comprised of supply chain leaders from each of our four business segments; and (3) a multidisciplinary conflict minerals working group comprised of representatives from engineering, finance, legal, sustainability, contracts, communications and each of our four business segments. We brief management about the Company’s practices with respect to 3TG due diligence and supply chain.

2


Supply Chain Controls System
We participate with other manufacturers in the Aerospace and Defense sector in the following industry-wide groups and initiatives: the Aerospace Industries Association (AIA) Conflict Minerals Working Group (CMWG), the National Association of Manufacturers (NAM) Conflict Minerals Task Force, and the Responsible Business Alliance (RBA) / Responsible Minerals Initiative (RMI).
We have a records retention policy that requires us to maintain records related to our Report (as one of our SEC filings).
Supplier Engagement
Our Supplier Code of Conduct includes information regarding responsible sourcing of materials. We provide our Supplier Code of Conduct to suppliers through our new purchase orders and we maintain a Suppliers page on our website that includes the Supplier Code of Conduct.
As an element of our supplier engagement, we provided the Suppliers with a message from the Vice President and Controller and Vice President and Supply Chain Council Chair about the Conflict Minerals Rule and our expectations of how our suppliers should help us to comply with these requirements. In addition to background information regarding the Conflict Minerals Rule, we provided an explanation as to why they were being contacted, how the Rule may impact them, and actions they need to take. The message also included a point of contact email address at Lockheed Martin and links to our Conflict Minerals Policy Statement and prior Conflict Minerals reports.

Grievance Mechanism
We have an ethics helpline and dedicated ethics and conflict minerals e-mail addresses that provide employees and suppliers with a mechanism to ask questions or report concerns. This information is available on our website. Our ethics helpline information was included in our annual ethics letter to suppliers.
OECD Step 2: Identify and Assess Risks in the Supply Chain
We provide financial support to the RBA and RMI, an industry initiative that audits smelters’ and refiners’ due diligence activities. As a downstream company, these initiatives give us access to information to be able to conduct risk assessment at the upstream level.
We reviewed the responses we received to the CMRT that we distributed to the Suppliers. Unresponsive suppliers were issued follow-up requests and were categorized accordingly in our records. Survey responses were reviewed for completeness and red flags. Additional follow-up inquiries were conducted.
OECD Step 3: Design and Implement a Strategy to Respond to Identified Risks
We have a risk management plan to address concerns that a supplier may be providing us with products that contain 3TG sourced from the Covered Countries.
If a supplier indicates that it directly or indirectly sources 3TG from the Covered Countries, we request additional information. If it is confirmed that a supplier provides products or parts for Covered Products that contain 3TG sourced from the Covered Countries, we request confirmation from the supplier that the sources in the Covered Countries are validated as conflict-free.
OECD Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices
We do not perform or direct audits of 3TG smelters or refiners. We rely on audits conducted by third parties through our membership in the RMI and supplier self-disclosures of certification status. In 2017, we contributed to the RMI Smelter Audit Fund, which pays the costs of a smelter and refiner’s first Responsible Minerals Assurance Process (RMAP) audit and conflict-free validation. This contribution was directed to pay for the audits of three RMI “active list” smelters.
OECD Step 5: Report Annually on Supply Chain Due Diligence
During 2017, we filed our 2016 conflict minerals report with the SEC and posted that report to our website. This Report constitutes our 2017 annual report on our Conflict Minerals due diligence, and will also be available on our website at: http://www.lockheedmartin.com/content/dam/lockheed-martin/eo/documents/suppliers/conflict-minerals-cmr-2017.pdf and filed with the SEC.

3


Results of Our Due Diligence Measures
Description of facilities used to process 3TG; information on country of origin and efforts to determine mine or location of origin
As previously discussed, we found that 3TG are in substantially all our Covered Products and requested that the Suppliers complete the CMRT to determine the facilities used to process 3TG, the country of origin of the 3TG and the mines or locations of origin of the 3TG in our supply chain. The majority of the Suppliers who responded to our CMRT indicated in their response that the information provided was at a company or divisional level and did not include a list of smelters.
A minority of responses listed specific smelters and mines, with such responses collectively identifying 296 smelters and 41 mines (and in some cases the location of such mines) from which suppliers sourced 3TG. Of these smelters:
The RSI Smelter Database has recognized 294 of the 296 total smelters as 3TG smelters, and such recognized smelters are listed in Appendix A.
Of the 294 recognized smelters listed in Appendix A, 246 were validated as conformant under the Responsible Minerals Assurance Process in 2018. However, we cannot confirm which of these smelters, if any, provided 3TG that may be contained in our products, as we are unable to determine the upstream chain of custody of raw materials in our supply chain.
The survey data also identified 31 suppliers within the Suppliers who indicated that they used smelters or mines from the Covered Countries that were included in their supply chain but stated that they sourced from multiple smelters and mines and did not disclose a full product line that would enable us to tie a specific mine to one of our Covered Products.
During 2017, we did not identify any instance where it was necessary to implement risk mitigation efforts, suspend trade or disengage with one of the Suppliers. Because information was generally provided at a company or divisional level and was not tied to specific Covered Products, we did not have sufficient information to identify the facilities that sourced 3TG included in our Covered Products, or to identify the country of origin of such 3TG.
Steps We Have Taken, or Will Take, Since December 31, 2017 to Mitigate Risk that Conflict Minerals Benefit Armed Groups
Lockheed Martin supports the objective of preventing armed groups in the Covered Countries from benefiting from the sourcing of Conflict Minerals from that region. We are committed to responsible sourcing of materials for our products, including the sourcing of Conflict Minerals, and we expect that our suppliers are likewise committed to responsible sourcing. We expect our suppliers to take steps to determine if their products contain Conflict Minerals and if so, implement supply chain due diligence processes to identify sources of these minerals and support efforts to eradicate the use of Conflict Minerals which directly or indirectly finance or benefit armed groups in the Covered Countries. Accordingly, we intend to take the following steps to further mitigate the risk that the 3TG in our products finance or benefit armed groups in the Covered Countries:
Continue to reference the Lockheed Martin Supplier Code of Conduct and reference the Defense Industry Initiative Supplier Code of Conduct in new purchase orders and direct suppliers to our Conflict Minerals Policy Statement and web page.
Survey suppliers representing greater than 90 percent of our purchase order commitments as part of our RCOI process (and communicate to our suppliers our expectations regarding improvement of the completeness of information provided over time).
Continue to participate in the RMI and in 2018 contribute to the RMI Smelter Audit Fund with the goal of providing resources sufficient to support smelter participation in the audit program, resulting in additional validation of conformant sourcing practices.
Encourage suppliers and smelters to participate in the RMAP developed by the RMI.
Engage with our direct suppliers to encourage them to impose requirements on their upstream suppliers to have programs to eliminate from their supply chain 3TG from conflict mines and become validated as conformant under the RMAP or a similar program.

4



Appendix A
The table below lists the 294 Responsible Minerals Initiative (RMI) Smelter Database recognized smelters identified in our CMRT responses for 2017. The information below includes smelter facility names and smelter facility locations and Responsible Minerals Assurance Process (RMAP) conformant status as reported by the RMI as of March 2018. However, we cannot confirm which of these smelters, if any, provided 3TG that may be contained in our products as we are unable to determine the upstream chain of custody of raw materials in our supply chain.
Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
X
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
X
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
X
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
X
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
X
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
X
Gold
Anhui Tongling Nonferrous Metal Mining Co., Ltd.
CHINA
 
Gold
Argor-Heraeus S.A.
SWITZERLAND
X
Gold
Asahi Pretec Corp.
JAPAN
X
Gold
Asahi Refining Canada Ltd.
CANADA
X
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
X
Gold
Asaka Riken Co., Ltd.
JAPAN
X
Gold
AU Traders and Refiners
SOUTH AFRICA
X
Gold
Aurubis AG
GERMANY
X
Gold
BALORE REFINERSGA
INDIA
 
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
X
Gold
Boliden AB
SWEDEN
X
Gold
C. Hafner GmbH + Co. KG
GERMANY
X
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
X
Gold
Cendres + Metaux S.A.
SWITZERLAND
X
Gold
CHALCO Yunnan Copper Co. Ltd.
CHINA
 
Gold
Chimet S.p.A.
ITALY
X
Gold
Chugai Mining
JAPAN
 
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
X
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
 
Gold
DEGUSSA
GERMANY
 
Gold
DODUCO Contacts and Refining GmbH
GERMANY
X
Gold
Dowa
JAPAN
X
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
X
Gold
Eco-System Recycling Co., Ltd.
JAPAN
X
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
X
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
INDIA
 
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
X
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
X
Gold
Great Wall Precious Metals Co,. LTD.
CHINA
 
Gold
Guangdong Gaoyao Co
CHINA
 
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
 
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
 
Gold
HeeSung Metal Ltd.
KOREA, REPUBLIC OF
X

5


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Gold
Heimerle + Meule GmbH
GERMANY
X
Gold
Heraeus Metals Hong Kong Ltd.
CHINA
x
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
x
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
 
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
X
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
X
Gold
Istanbul Gold Refinery
TURKEY
X
Gold
Italpreziosi
ITALY
 
Gold
Japan Mint
JAPAN
X
Gold
Jiangxi Copper Co., Ltd.
CHINA
X
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
X
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
X
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
X
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
 
Gold
Kazzinc
KAZAKHSTAN
X
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
X
Gold
KGHM Polska Miedz S.A.
POLAND
 
Gold
Kojima Chemicals Co., Ltd.
JAPAN
X
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
X
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
X
Gold
Kyshtym Copper-Electrolytic Plant ZAO
RUSSIAN FEDERATION
 
Gold
LinBao Gold Mining
CHINA
 
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
 
Gold
L'Orfebre S.A.
ANDORRA
 
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
X
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
 
Gold
Marsam Metals
BRAZIL
X
Gold
Materion
UNITED STATES OF AMERICA
X
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
X
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
X
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
X
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
X
Gold
Metalor Technologies S.A.
SWITZERLAND
X
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
X
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
X
Gold
Mitsubishi Materials Corporation
JAPAN
X
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
X
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
X
Gold
Modeltech Sdn Bhd
MALAYSIA
 
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
X
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
X
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
 
Gold
Nihon Material Co., Ltd.
JAPAN
X
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
X
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
X

6


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
X
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
X
Gold
PAMP S.A.
SWITZERLAND
X
Gold
Pease & Curren
UNITED STATES OF AMERICA
 
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
 
Gold
Planta Recuperadora de Metales SpA
CHILE
 
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
X
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
X
Gold
PX Precinox S.A.
SWITZERLAND
X
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
X
Gold
Refinery of Seemine Gold Co., Ltd.
CHINA
 
Gold
Remondis Argentia B.V.
NETHERLANDS
 
Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
X
Gold
Royal Canadian Mint
CANADA
X
Gold
SAAMP
FRANCE
X
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
 
Gold
Safimet S.p.A
ITALY
 
Gold
SAFINA A.S.
CZECH REPUBLIC
 
Gold
Sai Refinery
INDIA
 
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
X
Gold
SAXONIA Edelmetalle GmbH
GERMANY
X
Gold
Schone Edelmetaal B.V.
NETHERLANDS
X
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
X
Gold
Shandong Tarzan Bio-Gold Industry Co., Ltd.
CHINA
 
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
X
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
X
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
X
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
X
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
X
Gold
State Research Institute Center for Physical Sciences and Technology
LITHUANIA
 
Gold
Sudan Gold Refinery
SUDAN
 
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
X
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
 
Gold
T.C.A S.p.A
ITALY
X
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
X
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
X
Gold
Tokuriki Honten Co., Ltd.
JAPAN
X
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
 
Gold
Torecom
KOREA, REPUBLIC OF
X
Gold
Umicore Brasil Ltda.
BRAZIL
X
Gold
Umicore Precious Metals Thailand
THAILAND
X
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
X
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
X
Gold
Valcambi S.A.
SWITZERLAND
X
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
X

7


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Gold
WIELAND Edelmetalle GmbH
GERMANY
X
Gold
Yamakin Co., Ltd.
JAPAN
X
Gold
Yokohama Metal Co., Ltd.
JAPAN
X
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
X
Tantalum
Asaka Riken Co., Ltd.
JAPAN
 
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
X
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
X
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
X
Tantalum
F&X Electro-Materials Ltd.
CHINA
X
Tantalum
FIR Metals & Resource Ltd.
CHINA
X
Tantalum
Global Advanced Metals Aizu
JAPAN
X
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
X
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
CHINA
X
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
X
Tantalum
H.C. Starck Co., Ltd.
THAILAND
X
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
X
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
X
Tantalum
H.C. Starck Ltd.
JAPAN
X
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
X
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
X
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
X
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
X
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
X
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
X
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
X
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
X
Tantalum
KEMET Blue Metals
MEXICO
X
Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
X
Tantalum
LSM Brasil S.A.
BRAZIL
X
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
X
Tantalum
Mineracao Taboca S.A.
BRAZIL
X
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
X
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
X
Tantalum
NPM Silmet AS
ESTONIA
X
Tantalum
Power Resources Ltd.
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
X
Tantalum
QuantumClean
UNITED STATES OF AMERICA
X
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
X
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
X
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
X
Tantalum
Taki Chemical Co., Ltd.
JAPAN
X
Tantalum
Telex Metals
UNITED STATES OF AMERICA
X
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
X
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
X
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
X
Tin
Alpha
UNITED STATES OF AMERICA
X
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
 

8


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
X
Tin
China Tin Group Co., Ltd.
CHINA
X
Tin
CV Ayi Jaya
INDONESIA
X
Tin
CV Dua Sekawan
INDONESIA
X
Tin
CV Gita Pesona
INDONESIA
X
Tin
CV United Smelting
INDONESIA
X
Tin
CV Venus Inti Perkasa
INDONESIA
X
Tin
Dowa
JAPAN
X
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
X
Tin
Estanho de Rondonia S.A.
BRAZIL
 
Tin
Fenix Metals
POLAND
X
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
X
Tin
Gejiu Jinye Mineral Company
CHINA
X
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
X
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
X
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
X
Tin
Gejiu Zi-Li
CHINA
 
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
 
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
X
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
X
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
X
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
X
Tin
Jiangxi New Nanshan Technology Ltd.
CHINA
X
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
X
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
X
Tin
Melt Metais e Ligas S.A.
BRAZIL
X
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
X
Tin
Metallo Belgium N.V.
BELGIUM
X
Tin
Metallo Spain S.L.U.
SPAIN
X
Tin
Mineracao Taboca S.A.
BRAZIL
X
Tin
Minsur
PERU
X
Tin
Mitsubishi Materials Corporation
JAPAN
X
Tin
Modeltech Sdn Bhd
MALAYSIA
 
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
 
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
X
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
X
Tin
Operaciones Metalurgical S.A.
BOLIVIA (PLURINATIONAL STATE OF)
X
Tin
PT Aries Kencana Sejahtera
INDONESIA
X
Tin
PT Artha Cipta Langgeng
INDONESIA
X
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
X
Tin
PT Babel Inti Perkasa
INDONESIA
X
Tin
PT Babel Surya Alem Lestari
INDONESIA
 
Tin
PT Bangka Prima Tin
INDONESIA
X
Tin
PT Bangka Tin Industry
INDONESIA
X
Tin
PT Belitung Industri Sejahtera
INDONESIA
X
Tin
PT Bukit Timah
INDONESIA
X
Tin
PT DS Jaya Abadi
INDONESIA
X

9


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Tin
PT Eunindo Usaha Mandiri
INDONESIA
X
Tin
PT Inti Stania Prima
INDONESIA
X
Tin
PT Karimun Mining
INDONESIA
X
Tin
PT Kijang Jaya Mandiri
INDONESIA
X
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
X
Tin
PT Menara Cipta Mulia
INDONESIA
X
Tin
PT Mitra Stania Prima
INDONESIA
X
Tin
PT Panca Mega Persada
INDONESIA
X
Tin
PT Premium Tin Indonesia
INDONESIA
X
Tin
PT Prima Timah Utama
INDONESIA
X
Tin
PT Rajehan Ariq
INDONESIA
X
Tin
PT Refined Bangka Tin
INDONESIA
X
Tin
PT Sariwiguna Binasentosa
INDONESIA
X
Tin
PT Stanindo Inti Perkasa
INDONESIA
X
Tin
PT Sukses Inti Makmur
INDONESIA
X
Tin
PT Sumber Jaya Indah
INDONESIA
X
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
X
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
X
Tin
PT Tinindo Inter Nusa
INDONESIA
X
Tin
PT Tommy Utama
INDONESIA
X
Tin
Resind Industria e Comercio Ltda.
BRAZIL
X
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
X
Tin
Soft Metais Ltda.
BRAZIL
X
Tin
Super Ligas
BRAZIL
 
Tin
Thaisarco
THAILAND
X
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
 
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
X
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
X
Tin
Yunnan Tin Company Limited
CHINA
X
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
X
Tungsten
ACL Metais Eireli
BRAZIL
X
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
X
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
X
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
X
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
X
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CHINA
 
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
X
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
X
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
X
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
X
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
X
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
X
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
X
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
X
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
X
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
X
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
X

10


Metal
Standard Smelter Name
Smelter Facility Location
RMAP Conformant*
Tungsten
Japan New Metals Co., Ltd.
JAPAN
X
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
X
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
 
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
X
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
X
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
X
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
X
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
X
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
X
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
X
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
X
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
X
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
X
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
X
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
X
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
X
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
X
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
X
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
X
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
X
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
X
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
X
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
X
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
X
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
X

* Validated as conformant to the RMAP standards as of March 2018.

11