SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2024
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3. Issuer Name and Ticker or Trading Symbol
LOCKHEED MARTIN CORP
[ LMT ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
VP, Treasurer & Investor Rel. |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
250.293 |
D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
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Common Stock |
890 |
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D |
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Restricted Stock Units |
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02/22/2026 |
Common Stock |
417 |
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D |
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Explanation of Responses: |
Remarks: |
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Maria A. Ricciardone, by John E. Stevens, Attorney-in-fact |
01/11/2024 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
LOCKHEED MARTIN CORPORATION
The undersigned hereby constitutes and appoints Maryanne R. Lavan, John E.
Stevens, Lynda M. Noggle and Peter L. Trentman, and each of them, jointly and
severally, [his/her] lawful attorney-in-fact and agent, with full power of
substitution and re-substitution, for [his/her] and in [his/her] name, place and
stead, in any and all capacities to execute and file, or cause to be filed,
with exhibits thereto and other documents in connection therewith, with the
Securities and Exchange Commission any and all reports or forms (including but
not limited to Forms 3, 4 or 5, or Form 144 or Form ID) and any supplements or
amendments thereto as are required to be filed by the undersigned pursuant to
Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and
regulations promulgated thereunder (Section 16), and Rule 144 of the
Securities Act of 1933 Rule 144), with respect to the equity securities of
Lockheed Martin Corporation, granting unto said attorneys-in-fact and agents,
and each of them, full power and authority to do and perform each and every act
and thing requisite or necessary to be done as fully to all intents and purposes
as [he/she] might or could do in person, hereby ratifying and confirming all
that said attorneys-in-fact and agents, and each of them, or any substitute or
substitutes, may lawfully do or cause to be done by virtue hereof. This Power
of Attorney shall remain in full force and effect until the undersigned is no
longer required to file any forms pursuant to Section 16 or Rule 144 with
respect to the undersigned's holdings of and transactions in securities issued
by Lockheed Martin Corporation, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
/s/ Maria A. Ricciardone
Maria A. Ricciardone
January 10, 2024