SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LOCKHEED MARTIN CORP
[ LMT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
| President Space |
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3. Date of Earliest Transaction
(Month/Day/Year)
02/22/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Rule 10b5-1(c) Transaction Indication |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
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02/22/2024 |
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A |
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3,007
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02/22/2027 |
Common Stock |
3,007
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$0.0000
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3,007 |
D |
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| Explanation of Responses: |
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| Remarks: |
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Robert M. Lightfoot, Jr., by John E. Stevens, Attorney-in-fact |
02/26/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
DocuSign Envelope ID: 9CCC399F-0550-45C9-B6DE-9EF7B7A61F90
Substitute Power of Attorney
Pursuant to written powers of attorney (each a Power of Attorney) by the
individuals listed below, the undersigned, Maryanne R. Lavan, has been
constituted and appointed the lawful attorney-in-fact and agent of the
individuals, with full power of substitution and re-substitution, to execute and
file documents with the Securities and Exchange Commission pursuant to Section
16 of the Securities Exchange Act and Rule 144 of the Securities Act of 1933,
with respect to equity securities of Lockheed Martin Corporation and with such
further powers as specified in each Power of Attorney.
Individual
Date of Power of Attorney
Daniel F. Akerson
January 24, 2020
David B. Burritt
January 24, 2020
Timothy S. Cahill
September 30, 2022
Bruce A. Carlson
January 24, 2020
John M. Donovan
October 26, 2021
Joseph F. Dunford, Jr.
February 10, 2020
James O. Ellis, Jr.
January 24, 2020
Thomas J. Falk
January 24, 2020
Ilene S. Gordon
January 24, 2020
Stephanie C. Hill
June 11, 2020
Vicki A. Hollub
January 24, 2020
Jeh C. Johnson
January 15, 2020
Maryanne R. Lavan
January 16, 2020
Robert M. Lightfoot, Jr.
December 15, 2021
Jesus Malave, Jr.
February 2, 2022
H. Edward Paul III
June 6, 2022
Debra L. Reed-Klages
November 1, 2019
Evan T. Scott
June 6, 2022
Frank A. St. John
January 16, 2020
James D. Taiclet
January 24, 2020
Gregory M. Ulmer
November 29, 2020
Patricia E. Yarrington
June 3, 2021
In accordance with the authority granted under each Power of Attorney, including
the power of substitution, the undersigned hereby appoints John E. Stevens as
a substitute attorney-in-fact, on behalf of the individuals listed above, with
the full power of substitution, to exercise and execute all of the powers
granted or conferred to the undersigned in each Power of Attorney.
For the avoidance of doubt, the foregoing appointment shall not serve as a
revocation of the powers granted to the undersigned herself in each Power of
Attorney.
This Substitute Power of Attorney shall remain in full force and effect unless
and until revoked by the undersigned.
IN WITNESS WHEREOF, the undersigned has caused this Substitute Power of Attorney
to be executed as of June 27, 2023.
Signature:
Name: Maryanne R. Lavan
